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Self-Employed Retirement Plan Playbook

Writer's picture: AZ MoyerAZ Moyer

2024 Overview

Executive Summary

This brief outlines retirement plan options for self-employed individuals, comparing key features, contribution limits, and strategic considerations for optimal selection.


Key Options at a Glance

Solo 401(k)
  • Maximum Contribution: $69,000 ($76,500 if age 50+)

  • Best For: High-income self-employed individuals with no employees

  • Key Advantage: Highest potential contribution limits

  • Key Consideration: More complex administration


SEP IRA
  • Maximum Annual Contribution: $69,000

  • Best For: Self-employed seeking simplicity with high contribution limits

  • Key Advantage: Easy administration

  • Key Consideration: Must contribute equally for any employees


SIMPLE IRA
  • Maximum Annual Contribution: $16,000 ($19,500 if age 50+)

  • Best For: Businesses with few employees

  • Key Advantage: Lower administrative burden

  • Key Consideration: Mandatory employer contributions


Traditional/Roth IRA
  • Maximum Contribution: $7,000 ($8,000 if age 50+)

  • Best For: Supplemental retirement savings

  • Key Advantage: Can be used alongside other plans

  • Key Consideration: Lower contribution limits


Strategic Selection Matrix

If You Need…

Consider

Maximum Contributions

Solo 401(k)

Simple Administration

SEP IRA

Employee Coverage

SIMPLE IRA

Tax Flexibility

Roth IRA + Another Plan


Risk Factors
  1. Administrative Risk

    1. Solo 401(k): High

    2. SEP IRA: Low

    3. SIMPLE IRA: Medium

    4. Traditional/Roth IRA: Low

  2. Compliance Risk

    1. Solo 401(k): High (Form 5500 required over $250,000)

    2. Others: Low


Implementation Timeline

1. Solo 401(k): Establish by December 31st of tax year

2. SEP IRA: Can set up until tax filing deadline

3. SIMPLE IRA: Set up by October 1st for existing businesses

4. Traditional/Roth IRA: Contribute until tax filing deadline


Recommendations
  1. High-Income Solo Operators:

    1. Primary: Solo 401(k)

    2. Secondary: SEP IRA

  2. Growing Businesses:

    1. Primary: SIMPLE IRA

    2. Secondary: SEP IRA

  3. Variable Income:

    1. Primary: SEP IRA

    2. Secondary: Traditional IRA

  4. Tax Diversification:

    1. Primary: Solo 401(k) with Roth option

    2. Secondary: Roth IRA



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